Joint Managing Director
Wayne has responsibility for business development, client relations, marketing and legal. He joined the Marlborough Group in 1998 and has experience of fund accounting, the transfer agency function, marketing and as Compliance Officer.
Joint Managing Director
Allan first joined the Marlborough Group in 1997 and worked in unit trust accounts, compliance and as Chief Operating Officer before taking on his current role in 2013. Allan is responsible for all the operational functions within the business.
Director of Third Party Relationships
Helen has over 25 years’ industry experience, having held senior positions at Marks & Spencer Unit Trust Managers, Jupiter Unit Trust Managers and Rathbones Investment Management.
Dom trained with Deloitte in banking and securities audit and has post-qualification experience at Promethean and Clearwater International. Dom has six years’ experience at Marlborough including working on the successful acquisition and integration of IFSL. Dom was promoted to Finance Director in April 2014.
Compliance & Risk Director
Helen has over a decade’s experience with the Marlborough Group and worked in fund accounting before joining the compliance & risk team. She joined the Marlborough Board in October 2015.
Guy was Interim CEO of the Investment Association from October 2015 to September 2016 and prior to that held other senior positions at the organisation including Director of Risk, Compliance and Legal. He also chaired the Joint Money Laundering Steering Group and the International Investment Funds Association’s International Regulatory Affairs Working Committee.
Director of Strategy and Business Development
Richard’s role is to help capitalise on strategic opportunities created by changing dynamics in the industry and to drive continuing growth across the Marlborough Group.
He has more than 30 years’ financial services experience and joined the group in 2018 from Parmenion, where he spent four years as Distribution and Marketing Director. Prior to that he was Managing Director, UK Business Transition, for SEI and Sales and Marketing Director for Ascentric.
David has more than 30 years’ experience in the investment management industry. He is a Senior Investment Adviser at MJ Hudson Allenbridge and previous roles have included Chief Investment Officer of ABN Amro Asset Management, CEO of Institutional Business for BNP Paribas Investment Partners and Chief Investment Officer of AMP Capital in Sydney, Australia.
Sarah, who has more than two decades’ experience in financial services, is a specialist in regulatory matters. She is founder and director of Regulatory Governance Consulting Limited, a consultancy service that assists businesses with regulatory governance and provides thought leadership in the regulatory arena. Previously she held roles at Citi, Barclays Capital Markets, Goldman Sachs and Societe Generale.
Martin has a wealth of operational and technical experience in the funds service industry, with a successful track record in business development, sales, establishment and operational delivery.
Business Development Consultant
Bob has over 40 years’ experience in the fund management industry. Until recently he was Head of UK Depositary & Trustee Services at HSBC and prior to that held senior management positions at several asset management companies.
Simon has experience of overseeing service providers and the day-to-day running of the funds. He now works in relationship management and business development.
Nicky provides support for clients whose funds we host and helps to identify potential areas of growth. She joined the Marlborough group in 2016 and has two decades’ financial services experience working in operational and client management roles.
Nathan has been with the Marlborough Group since 2001 and headed up the transfer agency function before moving over to marketing in 2005.
Caroline has over 28 years’ industry experience and has worked in Fund Accounts at the Marlborough Group since joining in 2003. Previously Caroline headed the Fund Accounts team at RUTA.
Dealing & Registration and Investor Support
Sally joined the Marlborough Group in 2014 from BNY Mellon where she headed up Corporate Actions & Income teams and she now oversees the Transfer Agency and Investor Support teams.